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Transact Capital Securities, LLC

     a FINRA and SIPC registered broker Dealer


Transact Capital Securities, LLC (TCS) is an investment bank owned by Transact Capital Partners LLC.  TCS provides transaction advisory to buyers and sellers when a negotiated transaction includes a security.

Similarly, Transact Capital Securities administers the capital raise process for companies seeking new or replacement capital for expansion, acquisition or recapitalization through the issuance of preferred or common equity or a hybrid private equity placement.

Many Transact Capital Partners’ professionals are registered representatives or principals, holding FINRA certifications and state registrations which enable the firm to lead merger and acquisition and private placement of securities transactions nationally.

Business Continuity Plan

Check the background of this firm on FINRA’s BrokerCheck.



 Steve Zacharias – Series 79  Jim Sowers-Series 7, 24, 28, 63, 79  Patrick Morin – Series 7, 63
scott-frayser alec-kendall
 Scott Frayser – Series 7, 63, 79 Alec Kendall – Series 99